Rule: 69W-700.007 Prev Up Next
| Rule Title: Options or Warrants Granted Underwriters | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.081(7) FS. History–New 9-20-82, Formerly 3E-20.06, 3E-700.07, 3E-700.007, Amended 9-22-14, 3-21-24. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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Options or Warrants Granted Underwriters | 28118183 |
Effective: 03/21/2024 |
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The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting .... | 27942225 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting .... | 27461105 |
8/21/2023 Vol. 49/162 |
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Options or Warrants Granted Underwriters | 15037636 |
Effective: 09/22/2014 |
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This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14897083 |
8/4/2014 Vol. 40/150 |
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Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred .... | 14663798 |
6/10/2014 Vol. 40/112 |
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The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine .... | 14550696 |
5/19/2014 Vol. 40/97 |
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The proposed amendments update the rules relating to the registration of securities. | 14472805 |
4/22/2014 Vol. 40/78 |
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Options or Warrants Granted Underwriters | 2866658 |
Effective: 09/20/1982 |
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