Reference: Ref-04519
| Reference Name: | SEC Rule 206(4)-3 (17 C.F.R. § 275.206(4)-3) (4-1-14 edition) |
| Agency: | 69 Department of Financial Services 69W Securities |
| Original Document(s): |
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| Modified Document(s): | No Modified document(s). | |||||
| Description: | Incorporated by reference in Rule 69W-200.002, F.A.C. | |||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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General Industry Standards Incorporated by Reference | 15918299 |
Effective: 05/06/2015 |
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General Industry Standards Incorporated by Reference | 15033271 |
Effective: 09/22/2014 |
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