Reference: Ref-04532

Reference Name: Securities Act of 1933 Section 5 (15 U.S.C. §77e) (4-5-12); Section 6 (15 U.S.C. §77f) (4-5-12); Section 7 (15 U.S.C. §77g) (4-5-12); and Section 8 (15 U.S.C. §77h) (8-22-40)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/20/2014 Incorporated by reference in Rule 69W-200.002, F.A.C.
Modified Document(s): No Modified document(s).
Description: Incorporated by reference in Rule 69W-200.002, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 15918299 Effective:
05/06/2015
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 15033271 Effective:
09/22/2014