Reference: Ref-04536
Reference Name: | Securities Exchange Act of 1934 Section 9 (15 U.S.C. §78i) (2012); Section 10 (15 U.S.C. §78j) (7-16-11); Section 11A (15 U.S.C. §78k-1) (4-5-12); Section 15(c) and 15(g) (15 U.S.C. §78o(c) and 78o(g)) (2012) |
Agency: | 69 Department of Financial Services 69W Securities |
Original Document(s): |
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Modified Document(s): | No Modified document(s). | |||||
Description: | Incorporated by reference in Rule 69W-200.002, F.A.C. |
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference MaterialNotice / Adopted |
Description | ID | Publish Date |
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General Industry Standards Incorporated by Reference | 15918299 |
Effective: 05/06/2015 |
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General Industry Standards Incorporated by Reference | 15033271 |
Effective: 09/22/2014 |