Florida Department of State and Division of Library and Information Services

Reference: Ref-04538

Reference Name: SEC Rules 10b-1, 10b-3, 10b-5, 10b5-1, 10b5-2, 10b-9, 10b-10, 10b-16, 10b-17, 10b-18, and 10b-21 (17 CFR §§ 240.10b-1, 240.10b-3, 240.10b-5, 240.10b5-1, 240.10b5-2, 240.10b-9, 240.10b-10, 240.10b-16, 240.10b-17, 240.10b-18, and 240.10b-21) (4-1-14 edition)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/20/2014 Incorporated by reference in Rule 69W-200.002, F.A.C.
Modified Document(s): No Modified document(s).
Description: Incorporated by reference in Rule 69W-200.002, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 26765906 Effective:
02/14/2023
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 15918299 Effective:
05/06/2015
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 15033271 Effective:
09/22/2014



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