Reference: Ref-04547
Reference Name: | FINRA Rule 3000 Series (only 3130, 3160, and 3220 through 3310) (existing as of 7-18-14) |
Agency: | 69 Department of Financial Services 69W Securities |
Original Document(s): |
|
|||||
---|---|---|---|---|---|---|
Modified Document(s): | No Modified document(s). | |||||
Description: | Incorporated by reference in Rule 69W-200.002, F.A.C. |
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference MaterialNotice / Adopted |
Description | ID | Publish Date |
|
---|---|---|---|---|
General Industry Standards Incorporated by Reference | 15918299 |
Effective: 05/06/2015 |
||
General Industry Standards Incorporated by Reference | 15033271 |
Effective: 09/22/2014 |