Florida Department of State and Division of Library and Information Services

Reference: Ref-04568

Reference Name: SEC Rules 17a-3 and 17a-4 (17 C.F.R. §§ 240.17a-3 and 240.17a-4) (4-1-14 edition)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/20/2014 Incorporated by reference in Rule 69W-200.002, F.A.C.
Modified Document(s): No Modified document(s).
Description: Incorporated by reference in Rule 69W-200.002, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 15918299 Effective:
05/06/2015
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 15033271 Effective:
09/22/2014



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