Florida Department of State and Division of Library and Information Services

Reference: Ref-05356

Reference Name: SEC Rules 204-1, 204-3, 205-1, 205-2, 205-3, 206(3)-1, 206(3)-2, 206(4)-1, 206(4)-3 (4-1-14 ed.)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
4/13/2015 SEC Rule 204-1 (17 C.F.R. § 275.204-1); 204-3 (17 C.F.R. § 275.204-3); Rule 205-1 (17 C.F.R. § 275.205-...
Modified Document(s): No Modified document(s).
Description: SEC Rule 204-1 (17 C.F.R. § 275.204-1); 204-3 (17 C.F.R. § 275.204-3); Rule 205-1 (17 C.F.R. § 275.205-1); Rule 205-2 (17 C.F.R. § 275.205-2); Rule 205-3 (17 C.F.R. § 275.205-3); Rule 206(3)-1 (17 C.F.R. § 275.206(3)-1); Rule 206(3)-2 (17 C.F.R. § 275.206(3)-2); Rule 206(4)-1 (17 C.F.R. § 275.206(4)-1; Rule 206(4)-3 (17 C.F.R. § 275.206(4)-3, (4-1-14 edition). Incorporated by reference in Rule 69W-200.002, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 15918299 Effective:
05/06/2015



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