Florida Department of State and Division of Library and Information Services

Reference: Ref-05358

Reference Name: Form X-17A-5 Part IIA (FOCUS Report) (02-03)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s):
5/18/2015 The original uploaded document did not contain a header identifying the document as incorporated by reference in Rule ...
Original Document(s):
4/13/2015 Form X-17A-5 Part IIA (FOCUS Report) (02-03). Incorporated by reference in Rule 69W-600.0151, F.A.C.
Description: Form X-17A-5 Part IIA (FOCUS Report) (02-03). Incorporated by reference in Rule 69W-600.0151, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-600.0151 		Net Capital and Financial Reporting Requirements for Dealers and Issuer/Dealers 15917620 Effective:
05/06/2015



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