Florida Department of State and Division of Library and Information Services

Reference: Ref-05361

Reference Name: Office of Financial Regulation Disciplinary Guidelines for Chapters 517, Florida Statutes, and 69W, Florida Administrative Code (5-15)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
4/17/2015 Office of Financial Regulation Disciplinary Guidelines for Chapters 517, Florida Statutes, and 69W, Florida ...
Proposed Document(s):
4/13/2015 Office of Financial Regulation Disciplinary Guidelines for Chapters 517, Florida Statutes, and 69W, Florida ...
Description: Office of Financial Regulation Disciplinary Guidelines for Chapters 517, Florida Statutes, and 69W, Florida Administrative Code (5-15). Incorporated by reference in Rule 69W-1000.001, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-1000.001 		Disciplinary Guidelines 15917911 Effective:
05/06/2015



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