Reference: Ref-06085

Reference Name: Form OFR-S-7-91
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/27/2015
Modified Document(s): No Modified document(s).
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-700.001
Registration of Securities 24805827 Effective:
08/08/2021
View Text Final
69W-700.001
Registration of Securities 24066396 Effective:
01/17/2021
View Text Final
69W-700.001
Registration of Securities 22604121 Effective:
11/25/2019
View Text Final
69W-700.001
Registration of Securities 16895671 Effective:
12/29/2015