Florida Department of State and Division of Library and Information Services

Reference: Ref-07396

Reference Name: Penalty Matrix
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
10/26/2016 Penalty Matrix incorporated by reference under Rule 69W-1000.001, F.A.C.
Proposed Document(s):
8/2/2016 Penalty Matrix incorporated by reference under Rule 69W-1000.001, F.A.C.
Description: Penalty Matrix incorporated by reference under Rule 69W-1000.001, F.A.C.

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-1000.001 		Disciplinary Guidelines 18221564 Effective:
11/15/2016



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