Reference: Ref-11288

Reference Name: Regulation S-X (17 C.F.R. Part 210) (4-1-18 edition)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/25/2019 Regulation S-X (17 C.F.R. Part 210) (4-1-18 edition)
Modified Document(s): No Modified document(s).
Description: Regulation S-X (17 C.F.R. Part 210) (4-1-18 edition)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019