Florida Department of State and Division of Library and Information Services

Reference: Ref-11291

Reference Name: SEC Rule 501(a) of Regulation D (17 C.F.R. §230.501(a)) (4-1-18 Edition)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/25/2019 SEC Rule 501(a) of Regulation D (17 C.F.R. §230.501(a)) (4-1-18 Edition)
Modified Document(s): No Modified document(s).
Description: SEC Rule 501(a) of Regulation D (17 C.F.R. §230.501(a)) (4-1-18 Edition)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019



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