Florida Department of State and Division of Library and Information Services

Reference: Ref-11293

Reference Name: SEC Rules 15g-1 through 15g-6, 15g-8, and 15g-9 (17 C.F.R. §§240.15g-1 through 240.15g-6, 240.15g-8 and 240.15g-9) (4-1-18 edition)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
11/5/2019 SEC Rules 15g-1 through 15g-6, 15g-8, and 15g-9 (17 C.F.R. §§240.15g-1 through 240.15g-6, 240.15g-8 and ...
Proposed Document(s):
10/25/2019 SEC Rules 15g-1 through 15g-6, 15g-8, and 15g-9 (17 C.F.R. §§240.15g-1 through 240.15g-6, 240.15g-8 and ...
Description: SEC Rules 15g-1 through 15g-6, 15g-8, and 15g-9 (17 C.F.R. §§240.15g-1 through 240.15g-6, 240.15g-8 and 240.15g-9) (4-1-18 edition)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019



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