Reference: Ref-11293
| Reference Name: | SEC Rules 15g-1 through 15g-6, 15g-8, and 15g-9 (17 C.F.R. §§240.15g-1 through 240.15g-6, 240.15g-8 and 240.15g-9) (4-1-18 edition) |
| Agency: | 69 Department of Financial Services 69W Securities |
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| Modified Document(s): | No Modified document(s). | |||||
| Description: | SEC Rules 15g-1 through 15g-6, 15g-8, and 15g-9 (17 C.F.R. §§240.15g-1 through 240.15g-6, 240.15g-8 and 240.15g-9) (4-1-18 edition) | |||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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General Industry Standards Incorporated by Reference | 24064456 |
Effective: 01/18/2021 |
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General Industry Standards Incorporated by Reference | 22601987 |
Effective: 11/26/2019 |
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