Reference: Ref-11294

Reference Name: Regulation S-P §248.30 (17 C.F.R. §248.30) (4-1-18 edition)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/25/2019 Regulation S-P §248.30 (17 C.F.R. §248.30) (4-1-18 edition)
Modified Document(s): No Modified document(s).
Description: Regulation S-P §248.30 (17 C.F.R. §248.30) (4-1-18 edition)

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Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
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69W-200.002
General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024
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69W-200.002
General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024
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69W-200.002
General Industry Standards Incorporated by Reference 26765906 Effective:
02/14/2023
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69W-200.002
General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021
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69W-200.002
General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019