Reference: Ref-11295
Reference Name: | SEC Rules 204-1, 204-2, 204-3, 205-1, 205-2, 205-3, 206(3)-1, 206(3)-2, 206(4)-1, 206(4)-3 (17 C.F.R. §275.204-1; 17 C.F.R. §275.204-2; 17 C.F.R. §275.204-3; 17 C.F.R. §275.205-1; 17 C.F.R. §275.205-2; 17 C.F.R. §275.205-3; 17 C.F.R. §275.206(3)-1; 17 C.F.R. §275.206(3)-2; 17 C.F.R. §275.206(4)-1; 17 C.F.R. §275.206(4)-3) (4-1-18 edition) |
Agency: | 69 Department of Financial Services 69W Securities |
Original Document(s): |
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Modified Document(s): | No Modified document(s). | |||||
Description: | SEC Rules 204-1, 204-2, 204-3, 205-1, 205-2, 205-3, 206(3)-1, 206(3)-2, 206(4)-1, 206(4)-3 (17 C.F.R. §275.204-1; 17 C.F.R. §275.204-2; 17 C.F.R. §275.204-3; 17 C.F.R. §275.205-1; 17 C.F.R. §275.205-2; 17 C.F.R. §275.205-3; 17 C.F.R. §275.206(3)-1; 17 C.F.R. §275.206(3)-2; 17 C.F.R. §275.206(4)-1; 17 C.F.R. §275.206(4)-3) (4-1-18 edition) |
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference MaterialNotice / Adopted |
Description | ID | Publish Date |
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General Industry Standards Incorporated by Reference | 22601987 |
Effective: 11/26/2019 |