Florida Department of State and Division of Library and Information Services

Reference: Ref-11300

Reference Name: FINRA Rule 5000 Series (5110 through 5350) (existing as of 3-8-19)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
11/5/2019 FINRA Rule 5000 Series (5110 through 5350) (existing as of 3-8-19)
Proposed Document(s):
10/25/2019 FINRA Rule 5000 Series (5110 through 5350) (existing as of 3-8-19)
Description: FINRA Rule 5000 Series (5110 through 5350) (existing as of 3-8-19)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 22601987 Effective:
11/26/2019



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