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Reference: Ref-12528

Reference Name:	17 CFR 230.701
Agency:	69 Department of Financial Services 69W Securities

Modified Document(s):

No Modified document(s).

Adopted Document(s):

19 -- 17 CFR 230.701.pdf

12/17/2020

Proposed Document(s):

19 -- 17 CFR 230.701.pdf

12/16/2020

Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material

Section	Description	ID	Publish Date

Final 69W-200.002	General Industry Standards Incorporated by Reference	29935963	Effective: 09/16/2025
Final 69W-200.002	General Industry Standards Incorporated by Reference	28752466	Effective: 10/01/2024
Final 69W-200.002	General Industry Standards Incorporated by Reference	28116631	Effective: 03/21/2024
Final 69W-200.002	General Industry Standards Incorporated by Reference	26765906	Effective: 02/14/2023
Final 69W-200.002	General Industry Standards Incorporated by Reference	24064456	Effective: 01/18/2021

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