Reference: Ref-12529
| Reference Name: | 17 CFR 15c2-1, 15c2-4, 15c2-5, 15c2-7, 15c2-8, 15c2-11, 15c2-12 |
| Agency: | 69 Department of Financial Services 69W Securities |
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Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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General Industry Standards Incorporated by Reference | 24064456 |
Effective: 01/18/2021 |
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