Reference: Ref-12531
| Reference Name: | 17 CFR 17a-3 and 17a-4 |
| Agency: | 69 Department of Financial Services 69W Securities |
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Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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General Industry Standards Incorporated by Reference | 26765906 |
Effective: 02/14/2023 |
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General Industry Standards Incorporated by Reference | 24064456 |
Effective: 01/18/2021 |
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