Florida Department of State and Division of Library and Information Services

Reference: Ref-12532

Reference Name: 17 CFR 17a-11 and 17a-14
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
12/16/2020
Modified Document(s): No Modified document(s).
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 26765906 Effective:
02/14/2023
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021



Under Florida law, E-mail addresses are public records. If you do not want your E-mail address released in response to a public records request, do not send electronic mail to this entity. Instead, contact this office by phone or in writing.