Florida Department of State and Division of Library and Information Services

Reference: Ref-12537

Reference Name: FINRA Rules 1020 and 1240 as of 6.26.20
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
12/29/2020
Proposed Document(s): No Proposed document(s).
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 24064456 Effective:
01/18/2021



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