Reference: Ref-15091
| Reference Name: | 28- 17 C.F.R. 240.15c3-3 Exhibit A 4.1.21 |
| Agency: | 69 Department of Financial Services 69W Securities |
| Original Document(s): |
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| Modified Document(s): | No Modified document(s). | |||||
| Description: | 28- 17 C.F.R. 240.15c3-3 Exhibit A 4.1.21 | |||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
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General Industry Standards Incorporated by Reference | 28116631 |
Effective: 03/21/2024 |
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General Industry Standards Incorporated by Reference | 26765906 |
Effective: 02/14/2023 |
|