Florida Department of State and Division of Library and Information Services

Reference: Ref-15092

Reference Name: 29 - 17 C.F.R. 240.15g-1 through 240.15g-9
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
1/10/2023 29 - 17 C.F.R. 240.15g-1 through 240.15g-9
Proposed Document(s):
12/29/2022 29 - 17 C.F.R. 240.15g-1 through 240.15g-9
Description: 29 - 17 C.F.R. 240.15g-1 through 240.15g-9

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 29935963 Effective:
09/16/2025
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024
View Text Final
69W-200.002 		General Industry Standards Incorporated by Reference 26765906 Effective:
02/14/2023



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