Reference: Ref-16478
Reference Name: | The Investment Advisers Act of 1940 (15 U.S.C. ss. 80b-1 through 80b-21) 07-06-23 |
Agency: | 69 Department of Financial Services 69W Securities |
Original Document(s): |
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Modified Document(s): | No Modified document(s). | |||||
Description: | The Investment Advisers Act of 1940 (15 U.S.C. ss. 80b-1 through 80b-21) 07-06-23 |
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference MaterialNotice / Adopted |
Description | ID | Publish Date |
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General Industry Standards Incorporated by Reference | 28752466 |
Effective: 10/01/2024 |
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General Industry Standards Incorporated by Reference | 28116631 |
Effective: 03/21/2024 |