Reference: Ref-16485

Reference Name: Regulation SHO (17 C.F.R. ss.242.200-242.203) 4-1-22
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
2/21/2024 Regulation SHO (17 C.F.R. ss.242.200-242.203) 4-1-22
Modified Document(s): No Modified document(s).
Description: Regulation SHO (17 C.F.R. ss.242.200-242.203) 4-1-22

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 28752466 Effective:
10/01/2024
View Text Final
69W-200.002
General Industry Standards Incorporated by Reference 28116631 Effective:
03/21/2024