Florida Department of State and Division of Library and Information Services

Reference: Ref-16503

Reference Name: Form BD, Uniform Application for Broker-Dealer Registration (5-23)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
2/28/2024 Form BD, Uniform Application for Broker-Dealer Registration (5-23)
Proposed Document(s):
2/26/2024 Form BD, Uniform Application for Broker-Dealer Registration (5-23)
Description: Form BD, Uniform Application for Broker-Dealer Registration (5-23)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-600.0012 		Application for Registration as a Dealer (Non-FINRA) 29940037 Effective:
09/16/2025
View Text Final
69W-600.0012 		Application for Registration as a Dealer (Non-FINRA) 28114594 Effective:
03/21/2024



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