Florida Department of State and Division of Library and Information Services

Reference: Ref-16512

Reference Name: Form U-1, Uniform Application to Register Securities (04/17/23)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
2/28/2024 Form U-1, Uniform Application to Register Securities (04/17/23)
Proposed Document(s): No Proposed document(s).
Description: Form U-1, Uniform Application to Register Securities (04/17/23)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-800.004 		Circulation of Preliminary Prospectus 28117019 Effective:
03/21/2024



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