Reference: Ref-16988

Reference Name: Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.) (effective 10-24)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/22/2024 Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, ...
Modified Document(s): No Modified document(s).
Description: Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.) (effective 10-24)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-1000.001
Disciplinary Guidelines 28755764 Effective:
10/01/2024