Reference: Ref-17051

Reference Name: Office of Financial Regulation Active Military Member/Veteran/Spouse Fee Waiver and Military Service Verification, Form OFR-MIL-001, effective 10/2024
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
8/30/2024 Office of Financial Regulation Active Military Member/Veteran/Spouse Fee Waiver and Military Service Verification, Form ...
Modified Document(s): No Modified document(s).
Description: Office of Financial Regulation Active Military Member/Veteran/Spouse Fee Waiver and Military Service Verification, Form OFR-MIL-001, effective 10/2024

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-600.0022
Application for Registration as an Associated Person (Non-FINRA Dealer) 28753727 Effective:
10/01/2024