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Reference: Ref-20277

Reference Name:	Sections 2, 3, 4, 5, 6, 7, 8, and 10(a) of the Securities Act of 1933, (15 U.S.C. §§77b, 77c, 77d, 77e, 77f, 77g, 77h, and 77j), 2-25-26
Agency:	69 Department of Financial Services 69W Securities

Modified Document(s):

No Modified document(s).

Adopted Document(s):

No Adopted document(s).

Proposed Document(s):

2 - Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-25-26.pdf

10/6/2026

Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-25-...

Description:

Sections 2 3 4 5 6 7 8 and 10(a) of the Securities Act of 1933 (15 U.S.C. ss. 77b 77c 77d 77e 77f 77g 77h and 77j) 2-25-26

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Rules/Notices using this Reference Material

Notice / Adopted	Section	Description	ID	Publish Date

	Proposed 69W-200.001 ......	The purpose and effect is to amend the existing rules to incorporate by reference the current versions of general industry standards and to delete the definitions of “Bona Fide Employee” and “Qualified Institutional Buyer.”....	31490970	10/13/2026 Vol. 52/199

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