Rule: 69W-700.010 Prev Up Next
| Rule Title: Preferred Stock or Debt Securities | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
 Add to MyFLRules Favorites |
|
| Division: | Securities | ||
| Chapter: | REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
|
Effective Date: | 11/15/2016 |
| History Notes: | Rulemaking Authority 517.03 FS. Law Implemented 517.081(7) FS. History–New 9-20-82, Formerly 3E-20.09, 3E-700.10, 3E-700.010, Amended 9-22-14, 11-15-16. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting .... | 27461105 |
8/21/2023 Vol. 49/162 |
|
|
|
Preferred Stock or Debt Securities | 18221467 |
Effective: 11/15/2016 |
|
|
|
The rule is proposed to be amended to delete reference to repealed rules 69W-300.002(2) and 69W-300.002(6), F.A.C., and replace them with Rule 69W-700.001(2), F.A.C. | 17840548 |
8/4/2016 Vol. 42/151 |
|
|
|
The rule is proposed for amendment to update references to a repealed rule. | 17687191 |
6/24/2016 Vol. 42/123 |
|
|
|
Preferred Stock or Debt Securities | 15037830 |
Effective: 09/22/2014 |
|
|
|
This is the Final Public Hearing on the adoption of proposed amendments to these rules, originally published on May 19, 2014, Vol. 40, No. 97, .... August 19, 2014, 9:00 a.m., during a regular meeting of the .... Cabinet Meeting Room, Lower Level, The Capitol, Tallahassee, .... |
14897083 |
8/4/2014 Vol. 40/150 |
|
|
|
Registration of Securities, Filing of Prospectus, Promoters Equity Investment Ratio, Voting Rights, Options or Warrants Granted Underwriters, Options and Warrants to Officers, Employees and Others, Preferred .... | 14663798 |
6/10/2014 Vol. 40/112 |
|
|
|
The rules are proposed for amendment to clearly state the forms required for the registration of securities; broaden the types of offerings to be all-inclusive and increase consumer protection; allow companies to determine .... | 14550696 |
5/19/2014 Vol. 40/97 |
|
|
|
The proposed amendments update the rules relating to the registration of securities. | 14472805 |
4/22/2014 Vol. 40/78 |
|
|
|
Preferred Stock or Debt Securities | 2866949 |
Effective: 09/20/1982 |
|