Rule: 69W-600.0021 Prev Up Next
| Rule Title: Effect of Law Enforcement Records on Applications for Registration as Associated Persons | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 12/5/2019 |
| History Notes: | Rulemaking Authority 517.1611(2) FS. Law Implemented 517.12, 517.161 FS. History–New 3-2-10, Amended 12-5-19. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Effect of Law Enforcement Records on Applications for Registration as Associated Persons | 8130557 |
1/15/2010 Vol. 36/02 |
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Effect of Law Enforcement Records on Applications for Registration as Associated Persons | 8098935 |
1/8/2010 Vol. 36/01 |
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