11151913, 69W-600.002 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 11151913

Notice of Development of Rulemaking

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Overview

RULE:

69W-600.002	Application for Registration as Associated Person (FINRA Dealer)
69W-600.006	Fingerprint Requirements (Repealed)

PURPOSE:

Rules 69W-600.002 and 69W-600.006, F.A.C., are being amended to reduce fingerprint processing fees from $43.25 to $40.50. The current fee of $43.25 represents $24 charged by the Florida Department of Law Enforcement for a state criminal history check and $19.25 charged by the U.S. Department of Justice for a national criminal history check. The U.S. Department of Justice is reducing its fee from $19.25 to $16.50. Therefore, the rules are being amended to reduce fingerprint processing fees from $43.25 to $40.50.

SUBJECT:

Securities Regulation - Fingerprint Processing Fees.

RULEMAKING AUTHORITY:

215.405, 517.03, 517.12(6) FS.

LAW:

517.12(6), (7), (10), 517.1205, 943.053 FS.

PRINT PUBLISH DATE:

3/9/2012 Vol. 38/10

RELATED STATUTES
AND LAWS:

215.405, 517.03, 517.12(6) FS., 517.12(6), (7), (10), 517.1205, 943.053 FS.

OVERSIGHT COMMITTEE:

Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)

RELATED COURT CASES:

Division of Administrative Hearings

FEDERAL eRULEMAKING
WEB PORTAL:

Regulations.gov

HOW TO LINK TO
THIS NOTICE:

http://flrules.org/gateway/ruleno.asp?id=69W-600.002&PDate=3/9/2012&Section=1

REFERENCE MATERIALS:

No reference(s).

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