Rule: 69W-700.002 Prev Up Next
| Rule Title: Filing of Prospectus | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF SECURITIES | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 10/1/2024 |
| History Notes: | Rulemaking Authority 517.03(1) FS. Law Implemented 517.081(3) FS. History–New 9-20-82, Formerly 3E-20.01, 3E-700.02, Amended 10-26-97, Formerly 3E-700.002, Amended 11-22-10, 9-22-14, 11-25-19, 3-21-24, 10-1-24. | |
| References in this version: |
Ref-16509 Form U-7, Small Corporate Offering Registration, (Rev. 5-19-2019) |
| Notice / Adopted |
Description | ID | Publish Date |
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The proposed amendments update the rules relating to the registration of securities. | 14472805 |
4/22/2014 Vol. 40/78 |
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The rules are proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed .... | 14450204 |
4/15/2014 Vol. 40/73 |
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