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Rule: 69W-600.0013 Prev   Up   Next

Rule Title: Application for Registration as an Issuer/Dealer (Repealed)
Department: DEPARTMENT OF FINANCIAL SERVICES    Add to MyFLRules Favorites
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Division: Securities
Chapter: REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

VIEW_RULE Effective Date: 3/21/2024
History Notes: Rulemaking Authority 517.03(1), 517.12 FS. Law Implemented 517.12 FS. History–New 12-29-15, Amended 11-26-19, 1-18-21, 2-14-23, Repealed 3-21-24.
References in this version: No reference(s).
History of this Rule since Jan. 6, 2006
Notice /
Adopted		 Section Description ID Publish
Date
View Text Final
69W-600.0013 		Application for Registration as an Issuer/Dealer (Repealed) 28114691 Effective:
03/21/2024
View Text Final
69W-600.0013 		Application for Registration as an Issuer/Dealer (Repealed) 26781717 Effective:
02/14/2023
View Text Final
69W-600.0013 		Application for Registration as an Issuer/Dealer 24064941 Effective:
01/18/2021
View Text Final
69W-600.0013 		Application for Registration as an Issuer/Dealer 22602472 Effective:
11/26/2019
View Text Final
69W-600.0013 		Application for Registration as an Issuer/Dealer 16901006 Effective:
12/29/2015


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