Rule: 69W-600.0031 Prev Up Next
| Rule Title: Notice-Filing of Branch Office (FINRA Dealer) | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 2/14/2023 |
| History Notes: | Rulemaking Authority 517.03(1), 517.1202 FS. Law Implemented 517.12(8), 517.1202 FS. History–New 12-29-15, Amended 11-26-19, 2-14-23. | |
| References in this version: |
Ref-06080 Form BR |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Notice-Filing of Branch Office (FINRA Dealer) | 26782396 |
Effective: 02/14/2023 |
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Notice-Filing of Branch Office (FINRA Dealer) | 22603151 |
Effective: 11/26/2019 |
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Notice-Filing of Branch Office (FINRA Dealer) | 16902073 |
Effective: 12/29/2015 |
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