Rule: 69W-600.0133 Prev Up Next
| Rule Title: Use of Senior - Specific Certifications or Senior-Specific Professional Designations by Associated Persons and Investment Advisers | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03(1), 517.1215(2), 517.1217 FS. Law Implemented 517.1215(2), 517.1217, 517.161 FS. History–New 1-18-09, Amended 9-22-14, 3-21-24. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Use of Senior - Specific Certifications or Senior-Specific Professional Designations by Associated Persons and Investment Advisers | 28116049 |
Effective: 03/21/2024 |
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Use of Senior - Specific Certifications or Senior-Specific Professional Designations by Associated Persons and Investment Advisers | 15039770 |
Effective: 09/22/2014 |
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Use of Senior - Specific Certifications and Professional Designations by Associated Persons and Investment Advisers | 6631519 |
Effective: 01/18/2009 |
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