Rule: 69W-600.0161 Prev Up Next
| Rule Title: Net Capital and Financial Reporting Requirements for Investment Advisers | |||
| Department: | DEPARTMENT OF FINANCIAL SERVICES |
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| Division: | Securities | ||
| Chapter: | REGISTRATION OF DEALERS, INVESTMENT ADVISERS, ASSOCIATED PERSONS | ||
Latest version of the final adopted rule presented in Florida Administrative Code (FAC):
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Effective Date: | 3/21/2024 |
| History Notes: | Rulemaking Authority 517.03(1), 517.12(9), 517.121(2) FS. Law Implemented 517.12(9), 517.121(2), 517.161(1), 517.201 FS. History–New 5-6-15, Amended 3-3-21, 2-14-23, 3-21-24. | |
| References in this version: | No reference(s). |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Net Capital and Financial Reporting Requirements for Investment Advisers | 28116340 |
Effective: 03/21/2024 |
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Net Capital and Financial Reporting Requirements for Investment Advisers | 26782784 |
Effective: 02/14/2023 |
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Net Capital and Financial Reporting Requirements for Investment Advisers | 24213933 |
Effective: 03/03/2021 |
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Net Capital and Financial Reporting Requirements for Investment Advisers | 15917814 |
Effective: 05/06/2015 |
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