69U-100.03852 : Disapproval of Directors or Executive Officers - Florida Administrative Rules, Law, Code, Register

Florida Department of State and Division of Library and Information Services

Rule: 69U-100.03852 Prev Up Next

Rule Title: Disapproval of Directors or Executive Officers
Department:	DEPARTMENT OF FINANCIAL SERVICES	Add to MyFLRules Favorites
Division:	FSC - Financial Institution Regulation
Chapter:	FINANCIAL INSTITUTIONS GENERALLY

Latest version of the final adopted rule presented in Florida Administrative Code (FAC):

	Effective Date:	1/18/2021
	History Notes:	Rulemaking Authority 655.012(2), 655.0385(6) FS. Law Implemented 655.0385, 658.21, 658.33 FS. History–New 12-14-93, Amended 3-20-00, 12-28-00, 2-3-02, Formerly 3C-100.03852, Amended 9-11-18, 1-18-21.
	References in this version:	Ref-12607 Form OFR-U-10 effective 01-2021 Ref-12608 Notice Regarding the Collection and Use of Social Security Numbers Ref-12610 Form OFR-U-10A

History of this Rule since Jan. 6, 2006

Section	Description	ID	Publish Date

Final 69U-100.03852	Disapproval of Directors or Executive Officers	24060382	Effective: 01/18/2021
Change 69U-100.003 ......	Definitions, Disapproval of Directors or Executive Officers, Conflict of Interest Policy, Transactions Relating to Iran or Terrorism	23849407	11/5/2020 Vol. 46/217
Proposed 69U-100.003 ......	To update legal citations in the text and history of the rules; update forms, manuals, and federal regulations incorporated by reference; revise, clarify or delete language that is outdated, ambiguous, or unnecessary; and ....	23705071	9/30/2020 Vol. 46/191
Development 69U-100.003 ......	To amend the rules by updating statutory citations, adopting and incorporating materials and forms by reference, and revising, clarifying or deleting language that is outdated, obsolete, unclear, or duplicative of statutory ....	23578195	8/27/2020 Vol. 46/168
Final 69U-100.03852	Disapproval of Directors or Executive Officers	20831737	Effective: 09/11/2018
Change 69U-100.005 ......	Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions....	20635506	7/9/2018 Vol. 44/132
Correction 69U-100.005 ......	Florida Control of Money Laundering in Financial Institutions, Disapproval of Directors or Executive Officers, Examination Manuals and Referenced Standards, Reporting of Significant Events or Conditions....	20605921	7/2/2018 Vol. 44/128
Proposed 69U-100.005 ......	The OFR proposes to substantially amend Rule 69U-100.005, F.A.C., to conform to and implement legislative amendments to Section 655.50, Florida Statutes (“F.S.”), the Florida Control of Money Laundering and Terrorist Financing ....	20546751	6/14/2018 Vol. 44/116
Development 69U-100.005 ......	The Office of Financial Regulation intends to amend Rule 69U-100.005, F.A.C., to conform to and implement recent legislative amendments to Section 655.50, F.S., the Florida Control of Money Laundering and Terrorist Financing ....	20255072	4/5/2018 Vol. 44/67
Final 69U-100.03852	Disapproval of Directors or Executive Officers	2834939	Effective: 02/03/2002

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