27941255, 69W-200.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 27941255

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

DEFINITIONS

Overview

RULE:

69W-200.001	Definitions
69W-200.002	General Industry Standards Incorporated by Reference

PURPOSE:

The purpose and effect is to amend the existing rules to incorporate by reference the current versions of general industry standards, to include Regulation Best Interest (17 C.F.R. §240.15l-1) as an incorporated industry standard, to update cross-references, to keep capitalization consistent, to clarify where the definitions are applicable, to move definitions to the rule to which they pertain, and to delete unnecessary definitions.

SUMMARY:

The rules are amended to incorporate by reference the current versions of general industry standards, to include Regulation Best Interest (17 C.F.R. §240.15l-1) as an incorporated industry standard, to update cross-references, to keep capitalization consistent throughout the rule chapters, to clarify that the definitions are applicable to chapter 517, F.S., and the rules promulgated thereunder, to move definitions to the rule to which they pertain (when the term is only used in one rule), and to delete unnecessary definitions.

RULEMAKING AUTHORITY:

517.03, 517.1215, 517.1217, FS.

LAW:

517.07, 517.12, 517.021, 517.051, 517.061, 517.081, 517.1215, 517.1217, 517.161, FS.

PRINT PUBLISH DATE:

1/12/2024 Vol. 50/09

COMMENTS:

From 1/12/2024 To 2/2/2024 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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