28542461, 69W-500.001 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 28542461

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

EXEMPT TRANSACTIONS

Overview

RULE:

69W-500.001	Integration of Section 517.061, F.S.; Offers and Sales
69W-500.004	Computation of Number of Purchasers for Purposes of Section 517.061(11), F.S
69W-500.005	Disclosure Requirements of Section 517.061(11)(a)3., F.S
69W-500.006	Commissions and Compensation Payable in Connection with an Offering Exempted Pursuant to Section 517.061(11), F.S
69W-500.007	General Solicitation or General Advertising in Connection with an Offering Exempted Under Section 517.061(11), F.S
69W-500.008	Unsolicited Purchase or Sale of Securities Pursuant to Section 517.061(13), F.S
69W-500.011	Registration of Issuer Under Section 517.061(11), F.S., as Dealer
69W-500.013	Exemption/Mobile Home Parks/Limited Purpose Stock Offering
69W-500.014	Court Approved Transactions
69W-500.017	Compensatory Benefit Plan Exemption
69W-500.019	Accredited Investor Exemption
69W-500.020	Florida Invest Local Exemption

PURPOSE:

The purpose and effect is to implement Chapter 2024-168, Laws of Florida, to consolidate rules concerning the terms of certain offerings into one rule, for clarity, and to update cross-references.

SUMMARY:

The rules are amended to consolidate rules concerning the terms of certain offerings into one rule, for clarity, to update cross-references, and to conform the rules to Chapter 2024-168, Laws of Florida, in the following ways: removing integration provisions; removing exemptions for court approved transactions and compensatory benefit plans; creating rules to implement the Accredited Investor Exemption and the Florida Invest Local Exemption.

RULEMAKING AUTHORITY:

517.03, 517.061, 517.0612, FS.

LAW:

517.061(10), 517.0612(10), 517.12(1), FS.

PRINT PUBLISH DATE:

7/12/2024 Vol. 50/136

COMMENTS:

From 7/12/2024 To 8/2/2024 (21 Days)

REFERENCE MATERIALS:

No reference(s).

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