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| FAR Issue Vol. 41/No. 191 | Section III | |
| Issue Date: October 1, 2015 | ||
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| Total number of notices in Section III: 4 |
| Notice / Adopted |
Description | ID | Publish Date |
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|---|---|---|---|---|
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Reexamination | 16563349 |
10/1/2015 Vol. 41/191 |
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Application for Registration as a Dealer (non-FINRA), Application for Registration as an Issuer/Dealer, Application for Registration as an Investment Adviser (State Registered), Notice-Filing for Federal .... | 16560924 |
10/1/2015 Vol. 41/191 |
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Application for Registration as a Dealer, Issuer/Dealer, or Investment Adviser, Canadian Dealer Notification, Application for Registration as Associated Person | 16560342 |
10/1/2015 Vol. 41/191 |
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Registration of Securities | 16560148 |
10/1/2015 Vol. 41/191 |
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