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FAR Issue Vol. 50/No. 09 | Section II | |
Issue Date: January 12, 2024 | ||
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Total number of notices in Section II: 11 |
Notice / Adopted |
Description | ID | Publish Date |
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The purpose and effect is to create a new rule to conform to and implement Chapter No. 2023-130, Laws of Florida, which was signed into law on May 24, 2023 and went into effect on July 1, 2023. The law prohibits check cashers .... | 27410471 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to amend existing rules to conform to and implement Chapter No. 2023-130, Laws of Florida, which was signed into law on May 24, 2023 and went into effect on July 1, 2023. The law authorizes mortgage .... | 27405039 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to amend existing rules to conform to and implement Chapter No. 2023-130, Laws of Florida, which was signed into law on May 24, 2023 and went into effect on July 1, 2023. The law prohibits check .... | 27361777 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to incorporate an updated version of the disciplinary guidelines incorporated by reference. | 27942419 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to incorporate Form U-1, Uniform Application to Register Securities, as amended on April 17, 2023, into the rules. | 27942322 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to incorporate updated forms, to replace “Federal Savings and Loan Insurance Corporation” with “Federal Deposit Insurance Corporation,” to clarify when registration involving the sale of non-voting .... | 27942225 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to incorporate the North American Securities Administrators Association’s (“NASAA”) model rule concerning its Examination Validity Extension Program (“EVEP”) for associated persons of investment .... | 27941837 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to conform the rules to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated persons and to clarify .... | 27941643 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to correct capitalization and conform the rule to Chapter 2023-205, Laws of Florida, which amended chapter 517, Florida Statutes, to no longer require the registration of issuers or their associated .... | 27941449 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to amend the existing rules to incorporate by reference the current versions of general industry standards, to include Regulation Best Interest (17 C.F.R. §240.15l-1) as an incorporated industry .... | 27941255 |
1/12/2024 Vol. 50/09 |
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The purpose and effect is to repeal antiquated rules that are no longer necessary or utilized. | 27941061 |
1/12/2024 Vol. 50/09 |