14544973, 69W-100.007 - Florida Administrative Rules, Law, Code, Register

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Florida Department of State and Division of Library and Information Services

Notice: 14544973

Notice of Proposed Rule

Department:

DEPARTMENT OF FINANCIAL SERVICES

Division:

Securities

Chapter:

SECURITIES

Overview

RULE:

69W-100.007

Advertising and Sales Literature (Transferred)

PURPOSE:

The rule is proposed for amendment to update references to incorporated material. The Office of Financial Regulation proposes to consolidate all material incorporated by reference in Chapter 69W, F.A.C. into a new proposed rule 69W-200.002, F.A.C. that conforms with Section 120.54(1)(i), F.S. The proposed amendment would reference 69W-200.002, F.A.C., where the material can be accessed via the FAR.

SUMMARY:

See above. The amendment updates the incorporation of FINRA Rule 2210, which was previously NASD Rule 2210.

RULEMAKING AUTHORITY:

517.03(1), 517.1215(2), 517.1217 FS.

LAW:

517.081 FS.

PRINT PUBLISH DATE:

5/19/2014 Vol. 40/97

COMMENTS:

From 5/19/2014 To 6/9/2014 (21 Days)
The public comment period for this notice has already expired.

REFERENCE MATERIALS:

No reference(s).

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