Florida Department of State and Division of Library and Information Services
Notice: 28754794
Final Adopted Version in F.A.C.
Department: DEPARTMENT OF FINANCIAL SERVICES
Division: Securities
Chapter: REGISTRATION OF SECURITIES

VIEW NOTICE

Overview
RULE:
69W-700.001   Registration of Securities
RULE FILE DATE: 9/11/2024
RULE EFFECTIVE DATE: 10/1/2024
HISTORY NOTES: Rulemaking Authority 517.03 FS. Law Implemented 517.07, 517.081, 517.101 FS. History–New 9-20-82, Formerly 3E-20.011, 3E-700.01, Amended 7-31-91, Formerly 3E-700.001, Amended 9-22-14, 12-29-15, 11-25-19, 1-17-21, 8-8-21, 3-21-24, 10-1-24.
OVERSIGHT COMMITTEE: Joint Administrative Procedures Committee
Florida Administrative Law Central Online Network (F.A.L.C.O.N.)
RELATED COURT CASES: Division of Administrative Hearings
FEDERAL RULES
AND REGULATIONS: 		Electronic Code of Federal Regulations
HOW TO LINK TO
THIS NOTICE: 		http://flrules.org/gateway/ruleno.asp?id=69W-700.001&Section=0
REFERENCE MATERIALS: Ref-11275 Form U-2 Uniform Consent to Service of Process (6-2016)
Ref-17044 Form OFR-S-1-91, Application for Registration of Securities (10-2024)
Ref-17045 Form OFR-S-12-97, SCOR (Small Corporate Offering Registration) Application to Register Securities (10-2024)
Ref-17046 OFR-S-7-91, Exhibit 1 (General Issue) (10-2024)


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