Reference: Ref-11275

Reference Name: Form U-2 Uniform Consent to Service of Process (6-2016)
Agency: 69 Department of Financial Services
69W Securities

Original Document(s):
10/25/2019 Form U-2 Uniform Consent to Service of Process (6-2016)
Modified Document(s): No Modified document(s).
Description: Form U-2 Uniform Consent to Service of Process (6-2016)

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Final
69W-700.001
Registration of Securities 28754794 Effective:
10/01/2024
View Text Final
69W-800.001
Filing - Notification Registration Including Shelf Filings 28116922 Effective:
03/21/2024
View Text Final
69W-700.001
Registration of Securities 28117795 Effective:
03/21/2024
View Text Final
69W-700.001
Registration of Securities 24805827 Effective:
08/08/2021
View Text Final
69W-800.001
Filing - Notification Registration Including Shelf Filings 24805924 Effective:
08/08/2021
View Text Final
69W-700.001
Registration of Securities 24066396 Effective:
01/17/2021
View Text Final
69W-700.001
Registration of Securities 22604121 Effective:
11/25/2019
View Text Final
69W-800.001
Filing - Notification Registration Including Shelf Filings 22604412 Effective:
11/25/2019