| Notice: 29936448 | |||
| Final Adopted Version in F.A.C. | |||
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| Department: | DEPARTMENT OF FINANCIAL SERVICES | ||
| Division: | Securities | ||
| Chapter: | DISCIPLINARY GUIDELINES | ||
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Overview |
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| RULE: |
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| RULE FILE DATE: | 8/27/2025 | ||
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| RULE EFFECTIVE DATE: | 9/16/2025 | ||
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| HISTORY NOTES: | Rulemaking Authority 517.1611(1) FS. Law Implemented 517.111, 517.1202, 517.121, 517.161, 517.1611(1), 517.191(4), (9), (10) FS. History–New 11-22-10, Amended 11-14-13, 5-6-15, 11-15-16, 12-10-19, 1-18-21, 3-21-24, 10-1-24, 9-16-25. | ||
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| OVERSIGHT COMMITTEE: | Joint Administrative Procedures Committee Florida Administrative Law Central Online Network (F.A.L.C.O.N.) |
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| RELATED COURT CASES: | Division of Administrative Hearings | ||
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| FEDERAL RULES
AND REGULATIONS: |
Electronic Code of Federal Regulations | ||
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| HOW TO LINK TO
THIS NOTICE: |
http://flrules.org/gateway/ruleno.asp?id=69W-1000.001&Section=0 | ||
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| REFERENCE MATERIALS: |
Ref-18414 Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.) (effective 08-25) |
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