Reference: Ref-18414

Reference Name: Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.) (effective 08-25)
Agency: 69 Department of Financial Services
69W Securities

Modified Document(s): No Modified document(s).
Adopted Document(s):
7/25/2025
Proposed Document(s):
7/23/2025
Description:

Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.

Rules/Notices using this Reference Material
Notice /
Adopted
Section Description ID Publish
Date
View Text Correction
69W-1000.001
Disciplinary Guidelines 29886105 8/18/2025
Vol. 51/160