Reference: Ref-18414
| Reference Name: | Office of Financial Regulation Disciplinary Guidelines for Chapter 517, Florida Statutes (F.S.) and Division 69W, Florida Administrative Code (F.A.C.) (effective 08-25) |
| Agency: | 69 Department of Financial Services 69W Securities |
| Modified Document(s): |
|
|||||
|---|---|---|---|---|---|---|
| Adopted Document(s): |
|
|||||
| Proposed Document(s): |
|
|||||
| Description: | ||||||
Disclaimer: External links within the reference material are subject to change outside of the rulemaking process.
Rules/Notices using this Reference Material| Notice / Adopted |
Description | ID | Publish Date |
|
|---|---|---|---|---|
|
Disciplinary Guidelines | 29936448 |
Effective: 09/16/2025 |
|
|
Disciplinary Guidelines | 29886105 |
8/18/2025 Vol. 51/160 |
|
